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5 minutes with… Castalia Compliance

by Alice Murray 10 July 2019

Lawyer Tracy Diamond discusses the drivers behind setting up Castalia Compliance, and shares her thoughts on the current regulatory challenges facing the industry.



The Drawdown (TDD): What does Castalia Compliance focus on, and who are your typical clients?

Tracy Diamond (TD): Most of our clients are small asset managers, typically those who don’t have an in-house compliance function.

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