5 minutes with… Eve Ellis, Ropes & Gray
Financial services regulation specialist Eve Ellis outlines steps GPs need to be taking to maintain compliance, what regulators expect and key regulatory developments for 2020.
The Drawdown (TDD): What are the key areas your clients have been asking about or need help with?
EE: We’ve been discussing practical steps firms should be taking during this crisis. The regulators have issued a lot of guidance, but, understandably the majority of that is focused on banks, insurers and lenders.
Categories: ProfileOutsourcingLegal & compliance advisory