FCA
9 May 2024
Ocorian adds FinCrim module to AML compliance tool
The addition is incorporated into the fund admin’s onboarding tool The Gateway
9 May 2024
FCA gets ready to scrub
Financial watchdog’s anti-greenwashing rule is effective from 31 May 2024; The Drawdown checks it to make sure PE ticks all boxes
16 April 2024
WTW launches PE LTAF
Insurance company’s DC pension schemes trust among allocators; initial commitments before launch sit at £450m
11 April 2024
FCA proposes permanent bundling of research payments
The consultation aims to make concrete the potential to pay for investment research and trade execution simultaneously, diverging from the EU’s MiFID II legislative framework
2 April 2024
BoE takes closer look at PE valuations
The Financial Policy Committee calls for more transparency in private market asset pricing amid continuing macroeconomic challenges
7 March 2024
FCA increases AML oversight
Recipients of the regulator’s recent Dear CEO letter have six months to perform a gap analysis
29 February 2024
FCA consults on open investigations
The UK regulator expects to publish more information on ongoing investigations, whether or not any breaches have been made
29 February 2024
Tyrannosaurus Regs?
How are global regulators scrutinising AML procedures and is that oversight increasing?